Markets Β· St. Lucia
Public register, read
Tokenization in St. Lucia
1 official register read, 14 entries from Eastern Caribbean Securities Regulatory Commission.
Official registers
What the authorities publish β and what we read
Status: Public register, read. Every address below was loaded, not guessed. A register entry records that an authority licensed, registered or approved something; it says nothing about whether you may or should buy it.
| Authority | Register | Finding |
|---|---|---|
| Financial Services Regulatory Authority (FSRA) - Virtual Asset Business Act No. 24 of 2022 (s.10 requires public registers of licensees and of VA issuances) | Virtual Asset Business - Regulated Entities | Register exists, not machine-readable about 0 entries |
| Eastern Caribbean Securities Regulatory Commission (ECSRC) | Register of Licensees + Securities Tokenisation Pilot (31.03.2026) + FinTech Regulatory Sandbox participants | Public register, read about 80 entries |
Register of Licensees (licensed in this member state, plus the regional exchange, clearing agency and registry)
Licensed or registered providers Β· 14 entries Β· 3 marked βregionalβ, listed firstEastern Caribbean Securities Regulatory Commission (ECSRC) Β· source Β· read 2026-10-14
| Register no. | Regional | Name | Licence Type | Effective |
|---|---|---|---|---|
| KN-SRO-SE-001-01 | β | Eastern Caribbean Securities Exchange Limited | Securities Exchange | 2020-04-07 |
| KN-CA-001-04 | β | Eastern Caribbean Central Securities Depository Limited | Securities Clearing Agency | 2020-04-07 |
| KN-SR-0002-19 | β | Eastern Caribbean Central Securities Depository Limited | Securities Registry | 2020-04-07 |
| SL-BD-0006-16 | Bank of Saint Lucia Ltd | Broker Dealer | 2016-12-20 | |
| SL-RR-0032-26 | First Citizens Investment Services Limited | Broker Dealer | ||
| SL-BD-0004-11 | First Citizens Investment Services Ltd, Saint Lucia | Broker Dealer | 2010-12-07 | |
| SL-BD-0008-22 | Sagicor Asset Management Inc | Broker Dealer | 2022-10-13 | |
| SL-CUS-0002-16 | Bank of Saint Lucia Ltd | Custodian | 2016-12-20 | |
| SL-IA-0001-23 | Beckles & Regis Consultancy Services Ltd | Company: Investment Advisor | 2024-08-28 | |
| SL-CIS-MAN-0003-23 | BOSL Fund Management Company Ltd | Management Companies | 2023-07-23 | |
| SL-MAN-0001-16 | Sagicor Asset Management (Eastern Caribbean) Limited | Management Companies | 2016-12-21 | |
| SL-MAN-0002-23 | UTC Fund Management Services STL Ltd | Management Companies | 2023-05-23 | |
| SL-CIS-0004-23 | BOSL Global Investment Fund Ltd | Collective Investment Scheme | 2023-11-08 | |
| SL-CIS-0003-23 | UTC Global Balanced Fund Ltd | Collective Investment Scheme | 2023-05-24 |